FORM 8.5 (EPT/NON-RI) - Amendment to 2a and 3b Replaces form released at 12/07/2024 07:00 RNS Number : 1951W | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | BARRATT DEVELOPMENTS PLC | |||||
(c) | Name of the party to the offer with which exempt | REDROW PLC | |||||
(d) | Date position held/dealing undertaken: | 09 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 11,297,498 | 1.16% | 6,610,252 | 0.68% | |||
(2) Cash-settled derivatives: | 5,649,107 | 0.58% | 9,939,749 | 1.02% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 16,946,605 | 1.74% | 16,550,001 | 1.70% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
10p ordinary | Purchase | 1434407 | 5.0560 GBP | 4.9070 GBP | |||
10p ordinary | Sale | 1140117 | 5.0529 GBP | 4.9070 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | SWAP | Increasing Short | 22,579 | 4.9595 GBP | |||
10p ordinary | CFD | Decreasing Short | 42,683 | 5.0110 GBP | |||
10p ordinary | CFD | Decreasing Short | 3,088 | 5.0935 GBP | |||
10p ordinary | CFD | Increasing Short | 35,220 | 4.9120 GBP | |||
10p ordinary | CFD | Increasing Short | 589 | 4.9123 GBP | |||
10p ordinary | CFD | Increasing Short | 5,947 | 5.0043 GBP | |||
10p ordinary | CFD | Increasing Short | 7,463 | 5.0428 GBP | |||
10p ordinary | SWAP | Opening Short | 4 | 4.9325 GBP | |||
10p ordinary | SWAP | Opening Short | 1 | 4.9900 GBP | |||
10p ordinary | SWAP | Decreasing Short | 3,400 | 4.9535 GBP | |||
10p ordinary | SWAP | Opening Long | 19,900 | 4.9120 GBP | |||
10p ordinary | SWAP | Increasing Long | 2,550 | 5.0208 GBP | |||
10p ordinary | SWAP | Increasing Long | 261 | 5.0437 GBP | |||
10p ordinary | SWAP | Closing Long | 22,047 | 4.9846 GBP | |||
10p ordinary | SWAP | Increasing Long | 11,844 | 4.9711 GBP | |||
10p ordinary | SWAP | Increasing Long | 599 | 5.0239 GBP | |||
10p ordinary | SWAP | Increasing Long | 482 | 5.0277 GBP | |||
10p ordinary | SWAP | Increasing Long | 1,000 | 5.0297 GBP | |||
10p ordinary | SWAP | Increasing Long | 184 | 5.0304 GBP | |||
10p ordinary | SWAP | Increasing Long | 782 | 5.0376 GBP | |||
10p ordinary | SWAP | Increasing Long | 539 | 5.0407 GBP | |||
10p ordinary | SWAP | Increasing Long | 2,365 | 5.0435 GBP | |||
10p ordinary | SWAP | Increasing Long | 113 | 5.0436 GBP | |||
10p ordinary | SWAP | Increasing Long | 2,365 | 5.0456 GBP | |||
10p ordinary | SWAP | Increasing Long | 751 | 5.0457 GBP | |||
10p ordinary | SWAP | Increasing Long | 211 | 5.0471 GBP | |||
10p ordinary | SWAP | Increasing Long | 449 | 5.0475 GBP | |||
10p ordinary | SWAP | Increasing Long | 434 | 5.0476 GBP | |||
10p ordinary | SWAP | Increasing Long | 732 | 5.0496 GBP | |||
10p ordinary | SWAP | Increasing Long | 1,643 | 5.0497 GBP | |||
10p ordinary | SWAP | Increasing Long | 490 | 5.0528 GBP | |||
10p ordinary | SWAP | Increasing Long | 696 | 5.0529 GBP | |||
10p ordinary | SWAP | Decreasing Long | 32,100 | 4.9146 GBP | |||
10p ordinary | SWAP | Decreasing Long | 6,948 | 4.9170 GBP | |||
10p ordinary | SWAP | Decreasing Long | 2,731 | 4.9356 GBP | |||
10p ordinary | SWAP | Decreasing Long | 665 | 4.9388 GBP | |||
10p ordinary | SWAP | Decreasing Long | 215 | 4.9483 GBP | |||
10p ordinary | SWAP | Decreasing Long | 1,770 | 4.9501 GBP | |||
10p ordinary | SWAP | Decreasing Long | 1,782 | 4.9537 GBP | |||
10p ordinary | SWAP | Decreasing Short | 18,744 | 4.9343 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,167 | 4.9912 GBP | |||
10p ordinary | SWAP | Decreasing Short | 19,092 | 5.0092 GBP | |||
10p ordinary | SWAP | Decreasing Short | 12,199 | 5.0196 GBP | |||
10p ordinary | SWAP | Decreasing Short | 3,084 | 5.0213 GBP | |||
10p ordinary | SWAP | Decreasing Short | 686 | 5.0400 GBP | |||
10p ordinary | SWAP | Decreasing Short | 197 | 5.0940 GBP | |||
10p ordinary | SWAP | Increasing Short | 17,875 | 4.9120 GBP | |||
10p ordinary | SWAP | Increasing Short | 22,857 | 4.9397 GBP | |||
10p ordinary | SWAP | Increasing Short | 39,997 | 4.9767 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,194 | 5.0040 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,918 | 5.0316 GBP | |||
10p ordinary | SWAP | Increasing Short | 345 | 5.0520 GBP | |||
10p ordinary | SWAP | Decreasing Short | 17,060 | 4.9119 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,708 | 4.9425 GBP | |||
10p ordinary | SWAP | Decreasing Short | 6,748 | 4.9699 GBP | |||
10p ordinary | SWAP | Decreasing Short | 83 | 4.9729 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,873 | 4.9830 GBP | |||
10p ordinary | SWAP | Decreasing Short | 19,950 | 4.9879 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,987 | 5.0382 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,097 | 5.0405 GBP | |||
10p ordinary | SWAP | Decreasing Short | 3,530 | 5.0408 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,764 | 5.0419 GBP | |||
10p ordinary | SWAP | Increasing Short | 5,059 | 4.9247 GBP | |||
10p ordinary | SWAP | Increasing Short | 735 | 4.9273 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,741 | 4.9284 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,472 | 4.9296 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,083 | 4.9464 GBP | |||
10p ordinary | SWAP | Decreasing Short | 360 | 5.0380 GBP | |||
10p ordinary | SWAP | Decreasing Short | 196 | 5.0420 GBP | |||
10p ordinary | SWAP | Increasing Short | 13,899 | 4.9120 GBP | |||
10p ordinary | SWAP | Increasing Short | 20,751 | 4.9485 GBP | |||
10p ordinary | SWAP | Increasing Short | 20,394 | 4.9501 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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