FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | TRITAX EUROBOX PLC | |||||
(c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
(d) | Date position held/dealing undertaken: | 11 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 12,818,706 | 1.59% | 1,709,691 | 0.21% | |||
(2) Cash-settled derivatives: | 1,540,857 | 0.19% | 12,508,717 | 1.55% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 14,359,563 | 1.78% | 14,218,408 | 1.76% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
1p ordinary | Sale | 519811 | 0.6810 GBP | 0.6751 GBP | |||
1p ordinary | Purchase | 1630281 | 0.6825 GBP | 0.6763 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
1p ordinary | SWAP | Decreasing Short | 15,849 | 0.6778 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,350 | 0.6827 GBP | |||
1p ordinary | CFD | Increasing Long | 206 | 0.6774 GBP | |||
1p ordinary | CFD | Decreasing Long | 445,024 | 0.6810 GBP | |||
1p ordinary | CFD | Decreasing Long | 59,000 | 0.6817 GBP | |||
1p ordinary | SWAP | Increasing Long | 4,512 | 0.6804 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,500 | 0.6815 GBP | |||
1p ordinary | SWAP | Opening Long | 7,076 | 0.6792 GBP | |||
1p ordinary | SWAP | Opening Short | 75,557 | 0.6804 GBP | |||
1p ordinary | SWAP | Increasing Long | 571 | 0.6789 GBP | |||
1p ordinary | SWAP | Increasing Long | 9,514 | 0.6760 GBP | |||
1p ordinary | SWAP | Decreasing Short | 243 | 0.6810 GBP | |||
1p ordinary | SWAP | Increasing Short | 160,080 | 0.6763 GBP | |||
1p ordinary | SWAP | Increasing Short | 28,937 | 0.6787 GBP | |||
1p ordinary | SWAP | Increasing Short | 21,734 | 0.6794 GBP | |||
1p ordinary | SWAP | Increasing Short | 6,489 | 0.6810 GBP | |||
1p ordinary | SWAP | Increasing Long | 69,502 | 0.6749 GBP | |||
1p ordinary | SWAP | Increasing Long | 34,806 | 0.6751 GBP | |||
1p ordinary | SWAP | Increasing Long | 62,643 | 0.6756 GBP | |||
1p ordinary | SWAP | Increasing Long | 1,732 | 0.6762 GBP | |||
1p ordinary | SWAP | Increasing Long | 4,763 | 0.6789 GBP | |||
1p ordinary | SWAP | Increasing Long | 65 | 0.6798 GBP | |||
1p ordinary | SWAP | Increasing Long | 64 | 0.6799 GBP | |||
1p ordinary | SWAP | Decreasing Long | 11,980 | 0.6800 GBP | |||
1p ordinary | SWAP | Decreasing Long | 105,424 | 0.6810 GBP | |||
1p ordinary | SWAP | Increasing Long | 1,144 | 0.6784 GBP | |||
1p ordinary | SWAP | Increasing Long | 932 | 0.6816 GBP | |||
1p ordinary | SWAP | Decreasing Short | 668 | 0.6810 GBP | |||
1p ordinary | SWAP | Increasing Short | 373,520 | 0.6763 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,512 | 0.6790 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,553 | 0.6810 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 12 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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