FORM 8.5 (EPT/NON-RI) Amendment in 2(a) and 3 (a) and(b) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | REDROW PLC | |||||
(c) | Name of the party to the offer with which exempt | REDROW PLC | |||||
(d) | Date position held/dealing undertaken: | 07 Jun 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10.5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 8,541,597 | 2.58% | 1,877,524 | 0.57% | |||
(2) Cash-settled derivatives: | 705,818 | 0.21% | 8,437,950 | 2.55% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 9,247,415 | 2.80% | 10,015,474 | 3.12% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
10.5p ordinary | Purchase | 442427 | 7.2343 GBP | 7.0296 GBP | |||
10.5p ordinary | Sale | 61913 | 7.2200 GBP | 7.0536 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10.5p ordinary | CFD | Decreasing Short | 2,291 | 7.0835 GBP | |||
10.5p ordinary | CFD | Decreasing Short | 5,392 | 7.0870 GBP | |||
10.5p ordinary | CFD | Decreasing Short | 5,550 | 7.0881 GBP | |||
10.5p ordinary | CFD | Increasing Short | 14,103 | 7.0306 GBP | |||
10.5p ordinary | CFD | Increasing Short | 1,379 | 7.1328 GBP | |||
10.5p ordinary | CFD | Increasing Short | 35,690 | 7.1825 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 400 | 7.1649 GBP | |||
10.5p ordinary | SWAP | Decreasing Long | 8,200 | 7.1150 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 5,049 | 7.1455 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 4 | 7.2000 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 13,256 | 7.0300 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 6,234 | 7.1210 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 308 | 7.1890 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 361 | 7.2078 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 90,000 | 7.2256 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 13 | 7.1949 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 2,090 | 7.0994 GBP | |||
10.5p ordinary | SWAP | Closing Short | 880 | 7.1127 GBP | |||
10.5p ordinary | SWAP | Decreasing Short | 567 | 7.1007 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 12,339 | 7.0300 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 5,900 | 7.1335 GBP | |||
10.5p ordinary | SWAP | Increasing Short | 210,000 | 7.2256 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 11 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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