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FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CREST NICHOLSON HOLDINGS PLC | |||||
(c) | Name of the party to the offer with which exempt | CREST NICHOLSON HOLDINGS PLC | |||||
(d) | Date position held/dealing undertaken: | 02 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 1,116,793 | 0.43% | 4,731,834 | 1.84% | |||
(2) Cash-settled derivatives: | 4,566,626 | 1.78% | 869,848 | 0.34% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 5,683,419 | 2.21% | 5,601,682 | 2.18% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
5p ordinary | Sale | 246900 | 2.4800 GBP | 2.4359 GBP | |||
5p ordinary | Purchase | 101915 | 2.4860 GBP | 2.4509 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
5p ordinary | SWAP | Decreasing Long | 6,228 | 2.4777 GBP | |||
5p ordinary | CFD | Decreasing Long | 3,893 | 2.4616 GBP | |||
5p ordinary | SWAP | Decreasing Short | 2,506 | 2.4579 GBP | |||
5p ordinary | SWAP | Opening Long | 2,265 | 2.4558 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,702 | 2.4673 GBP | |||
5p ordinary | SWAP | Decreasing Short | 161 | 2.4539 GBP | |||
5p ordinary | SWAP | Increasing Long | 327 | 2.4480 GBP | |||
5p ordinary | SWAP | Increasing Long | 5,678 | 2.4553 GBP | |||
5p ordinary | SWAP | Increasing Long | 17,801 | 2.4560 GBP | |||
5p ordinary | SWAP | Increasing Long | 24,631 | 2.4720 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,231 | 2.4724 GBP | |||
5p ordinary | SWAP | Decreasing Long | 274 | 2.4660 GBP | |||
5p ordinary | SWAP | Decreasing Long | 329 | 2.4780 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,353 | 2.4816 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,061 | 2.4359 GBP | |||
5p ordinary | SWAP | Increasing Long | 67,952 | 2.4559 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,653 | 2.4503 GBP | |||
5p ordinary | SWAP | Decreasing Long | 5,446 | 2.4509 GBP | |||
5p ordinary | SWAP | Decreasing Long | 401 | 2.4520 GBP | |||
5p ordinary | SWAP | Decreasing Long | 105 | 2.4538 GBP | |||
5p ordinary | SWAP | Decreasing Long | 8,751 | 2.4560 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,560 | 2.4587 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,537 | 2.4633 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,446 | 2.4654 GBP | |||
5p ordinary | SWAP | Decreasing Long | 13,054 | 2.4657 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,980 | 2.4692 GBP | |||
5p ordinary | SWAP | Increasing Short | 50 | 2.4782 GBP | |||
5p ordinary | SWAP | Decreasing Short | 164 | 2.4558 GBP | |||
5p ordinary | SWAP | Decreasing Short | 19,395 | 2.4576 GBP | |||
5p ordinary | SWAP | Decreasing Short | 390 | 2.4642 GBP | |||
5p ordinary | SWAP | Increasing Short | 679 | 2.4581 GBP | |||
5p ordinary | SWAP | Increasing Long | 19,657 | 2.4560 GBP | |||
5p ordinary | SWAP | Increasing Long | 4,515 | 2.4577 GBP | |||
5p ordinary | SWAP | Increasing Long | 13,536 | 2.4658 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 03 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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