FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 28 Jun 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 23,566,560 | 3.36% | 213,911 | 0.03% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 47,535 | 0.01% | 23,425,275 | 3.34% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 23,614,095 | 3.37% | 23,639,186 | 3.38% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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1p ordinary | Purchase | 204,814 | 5.7678 GBP | ||||
1p ordinary | Purchase | 148,345 | 5.7769 GBP | ||||
1p ordinary | Purchase | 82,098 | 5.7774 GBP | ||||
1p ordinary | Purchase | 80,242 | 5.7698 GBP | ||||
1p ordinary | Purchase | 73,589 | 5.7720 GBP | ||||
1p ordinary | Purchase | 64,058 | 5.7792 GBP | ||||
1p ordinary | Purchase | 60,064 | 5.7660 GBP | ||||
1p ordinary | Purchase | 56,000 | 5.7684 GBP | ||||
1p ordinary | Purchase | 56,000 | 5.7779 GBP | ||||
1p ordinary | Purchase | 50,000 | 5.7716 GBP | ||||
1p ordinary | Purchase | 44,217 | 5.7826 GBP | ||||
1p ordinary | Purchase | 43,985 | 5.7832 GBP | ||||
1p ordinary | Purchase | 26,254 | 5.7714 GBP | ||||
1p ordinary | Purchase | 24,000 | 5.7794 GBP | ||||
1p ordinary | Purchase | 24,000 | 5.7651 GBP | ||||
1p ordinary | Purchase | 13,853 | 5.7809 GBP | ||||
1p ordinary | Purchase | 11,980 | 5.7668 GBP | ||||
1p ordinary | Purchase | 11,100 | 5.7687 GBP | ||||
1p ordinary | Purchase | 6,427 | 5.7742 GBP | ||||
1p ordinary | Purchase | 6,245 | 5.7652 GBP | ||||
1p ordinary | Purchase | 5,724 | 5.7827 GBP | ||||
1p ordinary | Purchase | 5,292 | 5.7756 GBP | ||||
1p ordinary | Purchase | 3,303 | 5.7740 GBP | ||||
1p ordinary | Purchase | 2,244 | 5.7960 GBP | ||||
1p ordinary | Purchase | 1,917 | 5.7835 GBP | ||||
1p ordinary | Purchase | 1,492 | 5.7894 GBP | ||||
1p ordinary | Purchase | 1,414 | 5.7680 GBP | ||||
1p ordinary | Purchase | 1,122 | 5.7820 GBP | ||||
1p ordinary | Purchase | 865 | 5.7755 GBP | ||||
1p ordinary | Purchase | 560 | 5.7860 GBP | ||||
1p ordinary | Purchase | 488 | 5.7980 GBP | ||||
1p ordinary | Purchase | 457 | 5.7520 GBP | ||||
1p ordinary | Purchase | 412 | 5.7700 GBP | ||||
1p ordinary | Purchase | 346 | 5.7940 GBP | ||||
1p ordinary | Purchase | 272 | 5.7670 GBP | ||||
1p ordinary | Purchase | 249 | 5.7780 GBP | ||||
1p ordinary | Sale | 529,421 | 5.7769 GBP | ||||
1p ordinary | Sale | 101,323 | 5.7673 GBP | ||||
1p ordinary | Sale | 30,192 | 5.7674 GBP | ||||
1p ordinary | Sale | 24,196 | 5.7661 GBP | ||||
1p ordinary | Sale | 21,116 | 5.7737 GBP | ||||
1p ordinary | Sale | 8,383 | 5.7954 GBP | ||||
1p ordinary | Sale | 7,300 | 5.7972 GBP | ||||
1p ordinary | Sale | 6,693 | 5.7826 GBP | ||||
1p ordinary | Sale | 6,243 | 5.7662 GBP | ||||
1p ordinary | Sale | 6,241 | 5.7726 GBP | ||||
1p ordinary | Sale | 5,102 | 5.7703 GBP | ||||
1p ordinary | Sale | 3,344 | 5.7875 GBP | ||||
1p ordinary | Sale | 3,292 | 5.7951 GBP | ||||
1p ordinary | Sale | 3,183 | 5.7740 GBP | ||||
1p ordinary | Sale | 2,878 | 5.7720 GBP | ||||
1p ordinary | Sale | 2,730 | 5.7872 GBP | ||||
1p ordinary | Sale | 2,718 | 5.7862 GBP | ||||
1p ordinary | Sale | 2,637 | 5.7742 GBP | ||||
1p ordinary | Sale | 2,481 | 5.7680 GBP | ||||
1p ordinary | Sale | 2,244 | 5.7960 GBP | ||||
1p ordinary | Sale | 1,808 | 5.7780 GBP | ||||
1p ordinary | Sale | 1,667 | 5.7748 GBP | ||||
1p ordinary | Sale | 1,619 | 5.7800 GBP | ||||
1p ordinary | Sale | 1,570 | 5.7699 GBP | ||||
1p ordinary | Sale | 1,459 | 5.7820 GBP | ||||
1p ordinary | Sale | 1,421 | 5.7893 GBP | ||||
1p ordinary | Sale | 1,074 | 5.7860 GBP | ||||
1p ordinary | Sale | 825 | 5.7694 GBP | ||||
1p ordinary | Sale | 488 | 5.7980 GBP | ||||
1p ordinary | Sale | 457 | 5.7520 GBP | ||||
1p ordinary | Sale | 412 | 5.7700 GBP | ||||
1p ordinary | Sale | 352 | 5.7730 GBP | ||||
1p ordinary | Sale | 292 | 5.7760 GBP | ||||
1p ordinary | Sale | 216 | 5.7690 GBP | ||||
1p ordinary | Sale | 90 | 5.7670 GBP | ||||
1p ordinary | Sale | 30 | 5.7750 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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1p ordinary | SWAP | Decreasing Short | 1,700 | 5.7715 GBP | |||
1p ordinary | CFD | Decreasing Short | 10,321 | 5.7718 GBP | |||
1p ordinary | CFD | Increasing Short | 8,798 | 5.7925 GBP | |||
1p ordinary | SWAP | Opening Long | 31 | 5.7680 GBP | |||
1p ordinary | SWAP | Opening Short | 4,084 | 5.7662 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,064 | 5.7772 GBP | |||
1p ordinary | SWAP | Increasing Short | 11,980 | 5.7668 GBP | |||
1p ordinary | SWAP | Decreasing Short | 69 | 5.7719 GBP | |||
1p ordinary | SWAP | Decreasing Short | 21,116 | 5.7737 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,303 | 5.7742 GBP | |||
1p ordinary | SWAP | Decreasing Short | 8,139 | 5.7891 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,421 | 5.7893 GBP | |||
1p ordinary | SWAP | Decreasing Short | 309 | 5.8120 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,733 | 5.7643 GBP | |||
1p ordinary | SWAP | Increasing Short | 96,624 | 5.7660 GBP | |||
1p ordinary | SWAP | Increasing Short | 48,000 | 5.7723 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,724 | 5.7827 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,492 | 5.7894 GBP | |||
1p ordinary | SWAP | Increasing Short | 346 | 5.7940 GBP | |||
1p ordinary | SWAP | Decreasing Short | 6,693 | 5.7826 GBP | |||
1p ordinary | SWAP | Decreasing Short | 214 | 5.7856 GBP | |||
1p ordinary | SWAP | Increasing Short | 27,500 | 5.7665 GBP | |||
1p ordinary | SWAP | Increasing Short | 30,700 | 5.7696 GBP | |||
1p ordinary | SWAP | Decreasing Short | 10,337 | 5.7930 GBP | |||
1p ordinary | SWAP | Increasing Short | 66,503 | 5.7660 GBP | |||
1p ordinary | SWAP | Increasing Short | 9,332 | 5.7708 GBP | |||
1p ordinary | SWAP | Increasing Short | 112,000 | 5.7732 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,917 | 5.7835 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 01 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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