FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 26 Jun 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | INTERNATIONAL PAPER COMPANY |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 22,468,257 | 1.63% | 22,692,415 | 1.64% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 9,950,462 | 0.72% | 21,665,122 | 1.57% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 32,418,719 | 2.35% | 44,357,537 | 3.22% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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10p ordinary | Purchase | 1,446,693 | 3.7380 GBP | ||||
10p ordinary | Purchase | 246,804 | 3.6840 GBP | ||||
10p ordinary | Purchase | 82,941 | 3.6901 GBP | ||||
10p ordinary | Purchase | 26,522 | 3.6875 GBP | ||||
10p ordinary | Purchase | 25,793 | 3.7264 GBP | ||||
10p ordinary | Purchase | 22,023 | 3.6849 GBP | ||||
10p ordinary | Purchase | 16,330 | 3.6851 GBP | ||||
10p ordinary | Purchase | 15,348 | 3.6829 GBP | ||||
10p ordinary | Purchase | 10,000 | 3.6707 GBP | ||||
10p ordinary | Purchase | 7,594 | 3.6790 GBP | ||||
10p ordinary | Purchase | 5,701 | 3.6870 GBP | ||||
10p ordinary | Purchase | 4,176 | 3.6880 GBP | ||||
10p ordinary | Purchase | 3,433 | 3.6904 GBP | ||||
10p ordinary | Purchase | 3,214 | 3.6868 GBP | ||||
10p ordinary | Purchase | 2,490 | 3.6940 GBP | ||||
10p ordinary | Purchase | 1,678 | 3.6854 GBP | ||||
10p ordinary | Purchase | 1,309 | 3.6910 GBP | ||||
10p ordinary | Purchase | 1,281 | 3.6860 GBP | ||||
10p ordinary | Purchase | 1,026 | 3.6838 GBP | ||||
10p ordinary | Purchase | 835 | 3.6900 GBP | ||||
10p ordinary | Purchase | 775 | 3.6800 GBP | ||||
10p ordinary | Purchase | 767 | 3.6920 GBP | ||||
10p ordinary | Purchase | 112 | 3.6740 GBP | ||||
10p ordinary | Purchase | 109 | 3.6836 GBP | ||||
10p ordinary | Sale | 446,154 | 3.6849 GBP | ||||
10p ordinary | Sale | 190,008 | 3.6844 GBP | ||||
10p ordinary | Sale | 160,870 | 3.7080 GBP | ||||
10p ordinary | Sale | 104,162 | 3.6841 GBP | ||||
10p ordinary | Sale | 58,668 | 3.6840 GBP | ||||
10p ordinary | Sale | 40,176 | 3.6845 GBP | ||||
10p ordinary | Sale | 39,219 | 3.6857 GBP | ||||
10p ordinary | Sale | 28,045 | 3.6834 GBP | ||||
10p ordinary | Sale | 18,787 | 3.6838 GBP | ||||
10p ordinary | Sale | 7,594 | 3.6790 GBP | ||||
10p ordinary | Sale | 6,572 | 3.6851 GBP | ||||
10p ordinary | Sale | 6,283 | 3.6881 GBP | ||||
10p ordinary | Sale | 3,604 | 3.6870 GBP | ||||
10p ordinary | Sale | 3,598 | 3.6883 GBP | ||||
10p ordinary | Sale | 3,482 | 3.6877 GBP | ||||
10p ordinary | Sale | 2,490 | 3.6940 GBP | ||||
10p ordinary | Sale | 2,461 | 3.7380 GBP | ||||
10p ordinary | Sale | 2,403 | 3.6837 GBP | ||||
10p ordinary | Sale | 2,385 | 3.6880 GBP | ||||
10p ordinary | Sale | 2,254 | 3.6833 GBP | ||||
10p ordinary | Sale | 1,678 | 3.6858 GBP | ||||
10p ordinary | Sale | 1,007 | 3.6850 GBP | ||||
10p ordinary | Sale | 700 | 3.6860 GBP | ||||
10p ordinary | Sale | 234 | 3.6780 GBP | ||||
10p ordinary | Sale | 186 | 3.6740 GBP | ||||
10p ordinary | Sale | 5 | 3.6829 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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10p ordinary | CFD | Decreasing Long | 3 | 3.6833 GBP | |||
10p ordinary | SWAP | Decreasing Long | 1,281 | 3.6860 GBP | |||
10p ordinary | CFD | Decreasing Long | 1,378 | 3.6840 GBP | |||
10p ordinary | SWAP | Decreasing Long | 3,214 | 3.6868 GBP | |||
10p ordinary | SWAP | Decreasing Long | 24,477 | 3.6977 GBP | |||
10p ordinary | SWAP | Decreasing Long | 25,793 | 3.7264 GBP | |||
10p ordinary | CFD | Decreasing Long | 32,736 | 3.6839 GBP | |||
10p ordinary | SWAP | Decreasing Short | 16,083 | 3.6838 GBP | |||
10p ordinary | SWAP | Decreasing Short | 19,364 | 3.6859 GBP | |||
10p ordinary | SWAP | Decreasing Short | 180,417 | 3.6840 GBP | |||
10p ordinary | CFD | Increasing Long | 1,378 | 3.6840 GBP | |||
10p ordinary | SWAP | Increasing Long | 2,254 | 3.6833 GBP | |||
10p ordinary | SWAP | Increasing Long | 2,403 | 3.6837 GBP | |||
10p ordinary | CFD | Increasing Long | 2,461 | 3.7380 GBP | |||
10p ordinary | SWAP | Increasing Long | 2,704 | 3.6838 GBP | |||
10p ordinary | SWAP | Increasing Long | 3,482 | 3.6877 GBP | |||
10p ordinary | SWAP | Increasing Long | 11,678 | 3.6848 GBP | |||
10p ordinary | SWAP | Increasing Long | 13,323 | 3.6828 GBP | |||
10p ordinary | SWAP | Increasing Long | 28,045 | 3.6834 GBP | |||
10p ordinary | SWAP | Increasing Long | 160,870 | 3.7080 GBP | |||
10p ordinary | SWAP | Increasing Long | 190,008 | 3.6844 GBP | |||
10p ordinary | SWAP | Increasing Long | 234,125 | 3.6840 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,557 | 3.6846 GBP | |||
10p ordinary | SWAP | Opening Short | 8,536 | 3.6841 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 27 Jun 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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