FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CREST NICHOLSON HOLDINGS PLC | |||||
(c) | Name of the party to the offer with which exempt | CREST NICHOLSON HOLDINGS PLC | |||||
(d) | Date position held/dealing undertaken: | 25 Jun 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 1,224,786 | 0.48% | 4,543,009 | 1.77% | |||
(2) Cash-settled derivatives: | 4,445,464 | 1.73% | 985,094 | 0.38% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 5,670,250 | 2.21% | 5,528,103 | 2.15% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
5p ordinary | Sale | 125908 | 2.4119 GBP | 2.3920 GBP | |||
5p ordinary | Purchase | 236927 | 2.4112 GBP | 2.3992 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
5p ordinary | SWAP | Closing Long | 4,284 | 2.4078 GBP | |||
5p ordinary | SWAP | Closing Long | 183,288 | 2.4080 GBP | |||
5p ordinary | SWAP | Closing Short | 7 | 2.4000 GBP | |||
5p ordinary | SWAP | Closing Short | 3,326 | 2.4080 GBP | |||
5p ordinary | SWAP | Decreasing Long | 23 | 2.4006 GBP | |||
5p ordinary | SWAP | Decreasing Long | 39 | 2.4005 GBP | |||
5p ordinary | SWAP | Decreasing Long | 39 | 2.4037 GBP | |||
5p ordinary | SWAP | Decreasing Long | 61 | 2.4078 GBP | |||
5p ordinary | SWAP | Decreasing Long | 101 | 2.4000 GBP | |||
5p ordinary | SWAP | Decreasing Long | 108 | 2.4040 GBP | |||
5p ordinary | SWAP | Decreasing Long | 207 | 2.4056 GBP | |||
5p ordinary | SWAP | Decreasing Long | 244 | 2.4120 GBP | |||
5p ordinary | SWAP | Decreasing Long | 280 | 2.4003 GBP | |||
5p ordinary | SWAP | Decreasing Long | 500 | 2.3980 GBP | |||
5p ordinary | SWAP | Decreasing Long | 869 | 2.4060 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,036 | 2.4080 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,483 | 2.4035 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,724 | 2.4112 GBP | |||
5p ordinary | CFD | Decreasing Long | 4,703 | 2.4047 GBP | |||
5p ordinary | SWAP | Decreasing Long | 5,304 | 2.4047 GBP | |||
5p ordinary | SWAP | Decreasing Short | 261 | 2.4045 GBP | |||
5p ordinary | SWAP | Decreasing Short | 347 | 2.4060 GBP | |||
5p ordinary | SWAP | Decreasing Short | 1,154 | 2.4027 GBP | |||
5p ordinary | SWAP | Decreasing Short | 4,650 | 2.4029 GBP | |||
5p ordinary | SWAP | Decreasing Short | 24,838 | 2.4059 GBP | |||
5p ordinary | SWAP | Increasing Long | 100 | 2.3859 GBP | |||
5p ordinary | SWAP | Increasing Long | 160 | 2.4119 GBP | |||
5p ordinary | SWAP | Increasing Long | 308 | 2.3920 GBP | |||
5p ordinary | SWAP | Increasing Long | 335 | 2.4067 GBP | |||
5p ordinary | CFD | Increasing Long | 3,106 | 2.4084 GBP | |||
5p ordinary | SWAP | Increasing Long | 3,135 | 2.4003 GBP | |||
5p ordinary | SWAP | Increasing Long | 3,543 | 2.3979 GBP | |||
5p ordinary | SWAP | Increasing Long | 4,607 | 2.4032 GBP | |||
5p ordinary | SWAP | Increasing Long | 4,968 | 2.4017 GBP | |||
5p ordinary | SWAP | Increasing Long | 6,443 | 2.3989 GBP | |||
5p ordinary | SWAP | Increasing Long | 26,509 | 2.4080 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26 Jun 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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