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FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CREST NICHOLSON HOLDINGS PLC | |||||
(c) | Name of the party to the offer with which exempt | CREST NICHOLSON HOLDINGS PLC | |||||
(d) | Date position held/dealing undertaken: | 24 Jun 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 1,255,199 | 0.49% | 4,684,441 | 1.82% | |||
(2) Cash-settled derivatives: | 4,588,975 | 1.79% | 1,019,663 | 0.40% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 5,844,174 | 2.27% | 5,704,104 | 2.22% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
5p ordinary | Sale | 375186 | 2.4320 GBP | 2.4000 GBP | |||
5p ordinary | Purchase | 97521 | 2.4139 GBP | 2.3999 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
5p ordinary | CFD | Decreasing Long | 3,188 | 2.4112 GBP | |||
5p ordinary | SWAP | Decreasing Long | 4,151 | 2.4020 GBP | |||
5p ordinary | SWAP | Decreasing Long | 5,534 | 2.4069 GBP | |||
5p ordinary | SWAP | Decreasing Long | 5,571 | 2.4025 GBP | |||
5p ordinary | SWAP | Decreasing Short | 16 | 2.4033 GBP | |||
5p ordinary | SWAP | Decreasing Short | 217 | 2.4112 GBP | |||
5p ordinary | SWAP | Decreasing Short | 2,042 | 2.4044 GBP | |||
5p ordinary | SWAP | Decreasing Short | 3,414 | 2.4096 GBP | |||
5p ordinary | SWAP | Decreasing Short | 35,974 | 2.4039 GBP | |||
5p ordinary | SWAP | Increasing Long | 236 | 2.4320 GBP | |||
5p ordinary | SWAP | Increasing Long | 571 | 2.4240 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,762 | 2.4097 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,823 | 2.4101 GBP | |||
5p ordinary | SWAP | Increasing Long | 2,479 | 2.4014 GBP | |||
5p ordinary | SWAP | Increasing Long | 3,243 | 2.4064 GBP | |||
5p ordinary | SWAP | Increasing Long | 4,090 | 2.4018 GBP | |||
5p ordinary | SWAP | Increasing Long | 4,982 | 2.4077 GBP | |||
5p ordinary | SWAP | Increasing Long | 6,450 | 2.4025 GBP | |||
5p ordinary | CFD | Increasing Long | 9,374 | 2.4034 GBP | |||
5p ordinary | SWAP | Increasing Long | 13,254 | 2.4027 GBP | |||
5p ordinary | SWAP | Increasing Long | 17,465 | 2.4010 GBP | |||
5p ordinary | SWAP | Increasing Long | 21,397 | 2.4019 GBP | |||
5p ordinary | SWAP | Increasing Long | 165,915 | 2.4020 GBP | |||
5p ordinary | SWAP | Increasing Short | 61 | 2.4280 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 25 Jun 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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