![](https://tracker.live.rns-distribution.com/track.live-rns/5236866_d9353a075fe0b610698e373da828b7e4.png)
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CREST NICHOLSON HOLDINGS PLC | |||||
(c) | Name of the party to the offer with which exempt | CREST NICHOLSON HOLDINGS PLC | |||||
(d) | Date position held/dealing undertaken: | 21 Jun 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 1,295,832 | 0.50% | 4,447,418 | 1.73% | |||
(2) Cash-settled derivatives: | 4,354,378 | 1.69% | 1,061,265 | 0.41% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 5,650,210 | 2.20% | 5,508,683 | 2.14% | |||
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
| ||||||
Details, including nature of the rights |
| ||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
5p ordinary | Sale | 345478 | 2.4849 GBP | 2.3986 GBP | |||
5p ordinary | Purchase | 226101 | 2.4800 GBP | 2.3986 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
5p ordinary | SWAP | Decreasing Long | 29 | 2.4760 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,256 | 2.4380 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,700 | 2.4800 GBP | |||
5p ordinary | CFD | Decreasing Long | 4,378 | 2.4384 GBP | |||
5p ordinary | SWAP | Decreasing Long | 5,117 | 2.4300 GBP | |||
5p ordinary | SWAP | Decreasing Long | 6,544 | 2.4131 GBP | |||
5p ordinary | SWAP | Decreasing Short | 131 | 2.4120 GBP | |||
5p ordinary | SWAP | Decreasing Short | 413 | 2.4284 GBP | |||
5p ordinary | SWAP | Decreasing Short | 1,039 | 2.4213 GBP | |||
5p ordinary | SWAP | Decreasing Short | 2,740 | 2.4524 GBP | |||
5p ordinary | SWAP | Decreasing Short | 35,443 | 2.4143 GBP | |||
5p ordinary | SWAP | Increasing Long | 278 | 2.4849 GBP | |||
5p ordinary | SWAP | Increasing Long | 400 | 2.4215 GBP | |||
5p ordinary | SWAP | Increasing Long | 987 | 2.4543 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,470 | 2.4709 GBP | |||
5p ordinary | SWAP | Increasing Long | 2,901 | 2.4380 GBP | |||
5p ordinary | SWAP | Increasing Long | 7,035 | 2.4000 GBP | |||
5p ordinary | CFD | Increasing Long | 8,850 | 2.4158 GBP | |||
5p ordinary | SWAP | Increasing Long | 12,226 | 2.4416 GBP | |||
5p ordinary | SWAP | Increasing Long | 14,767 | 2.3999 GBP | |||
5p ordinary | SWAP | Increasing Long | 40,831 | 2.4050 GBP | |||
5p ordinary | SWAP | Increasing Short | 732 | 2.4329 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
|
|
|
|
|
|
|
|
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
|
|
|
|
| |||
| | | | | | | |
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 24 Jun 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.