FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 29 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 7,980,300 | 0.16% | 4,939,689 | 0.10% | |||
(2) Cash-settled derivatives: | 4,498,124 | 0.09% | 4,527,877 | 0.09% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 12,478,424 | 0.25% | 9,467,566 | 0.19% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
Ordinary NPV | Purchase | 970368 | 23.9276 GBP | 23.4100 GBP | |||
Ordinary NPV | Sale | 195140 | 45.2639 AUD | 30.2524 AUD | |||
Ordinary NPV | Sale | 1195412 | 23.9321 GBP | 23.4100 GBP | |||
Ordinary NPV | Purchase | 1066322 | 45.1845 AUD | 30.2524 AUD | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
Ordinary NPV | CFD | Closing Short | 125 | 23.6988 GBP | |||
Ordinary NPV | CFD | Closing Short | 264 | 23.6705 GBP | |||
Ordinary NPV | CFD | Closing Short | 888 | 23.5300 GBP | |||
Ordinary NPV | CFD | Closing Short | 27,057 | 23.6057 GBP | |||
Ordinary NPV | CFD | Closing Short | 38,052 | 23.6833 GBP | |||
Ordinary NPV | CFD | Closing Short | 41,045 | 23.6305 GBP | |||
Ordinary NPV | CFD | Closing Short | 54,879 | 23.6120 GBP | |||
Ordinary NPV | CFD | Decreasing Long | 6,007 | 45.1877 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 62,484 | 45.1707 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 69,299 | 23.8300 GBP | |||
Ordinary NPV | SWAP | Decreasing Long | 76,330 | 23.8746 GBP | |||
Ordinary NPV | CFD | Decreasing Long | 160,000 | 45.0926 AUD | |||
Ordinary NPV | SWAP | Decreasing Short | 26 | 23.5800 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 34 | 23.3968 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 74 | 23.7952 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 94 | 23.6823 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 110 | 23.6271 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 266 | 23.7982 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 638 | 23.6841 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 695 | 23.7057 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,553 | 23.7405 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,939 | 45.1260 AUD | |||
Ordinary NPV | SWAP | Decreasing Short | 6,876 | 23.6854 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 7,441 | 23.6827 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 8,493 | 23.7415 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 11,800 | 23.6885 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 13,623 | 23.4948 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 17,018 | 23.6578 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 28,363 | 23.7371 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 31,313 | 23.6742 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 34,712 | 23.8083 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 41,700 | 23.5300 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 42,892 | 23.6870 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 94,670 | 23.5298 GBP | |||
Ordinary NPV | CFD | Increasing Long | 175 | 45.1221 AUD | |||
Ordinary NPV | CFD | Increasing Long | 8,255 | 45.2640 AUD | |||
Ordinary NPV | CFD | Increasing Long | 8,894 | 45.0127 AUD | |||
Ordinary NPV | CFD | Increasing Long | 30,000 | 45.0361 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 30,000 | 45.1887 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 19 | 23.6400 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 47 | 23.6823 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 65 | 23.5832 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 113 | 23.4701 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 263 | 23.4540 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 295 | 23.6600 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 384 | 23.6150 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 428 | 23.5104 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 649 | 23.4017 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 688 | 23.4044 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,047 | 23.4822 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,866 | 23.4054 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 3,273 | 23.4414 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 4,327 | 23.4207 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 4,763 | 23.4082 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 4,966 | 23.6508 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 9,117 | 23.7313 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 15,563 | 23.6571 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 32,307 | 23.5865 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 38,220 | 23.5300 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 41,700 | 23.5300 GBP | |||
Ordinary NPV | CFD | Opening Long | 71 | 23.5781 GBP | |||
Ordinary NPV | CFD | Opening Long | 1,649 | 23.6227 GBP | |||
Ordinary NPV | CFD | Opening Long | 3,431 | 23.6228 GBP | |||
Ordinary NPV | CFD | Opening Long | 9,362 | 23.6982 GBP | |||
Ordinary NPV | CFD | Opening Long | 30,147 | 23.5300 GBP | |||
Ordinary NPV | CFD | Opening Long | 135,243 | 23.5362 GBP | |||
Ordinary NPV | CFD | Opening Long | 174,331 | 23.5524 GBP | |||
Ordinary NPV | SWAP | Opening Short | 224 | 23.6655 GBP | |||
Ordinary NPV | SWAP | Opening Short | 1,012 | 23.7243 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 30 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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