FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
| 1. | KEY INFORMATION |
| Merrill Lynch International | ||
| MONDI PLC | ||
| MONDI PLC | ||
| 18/04/2024 | ||
| YES If YES, specify which:
|
| 2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales |
| Class of relevant security | Purchases/ | Total number of securities | Highest price | Lowest price |
| EUR 0.22 ordinary | Purchase | 499,056 | 13.766 GBP | 13.59 GBP |
| EUR 0.22 ordinary | Sale | 437,465 | 13.765 GBP | 13.59 GBP |
| (b) | Cash-settled derivative transactions |
| Class of | Product description | Nature of dealing | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 736 | 323.638 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 110 | 325.176 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 1,379 | 13.764 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,362 | 13.644 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 1,438 | 13.712 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 357 | 13.765 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,810 | 13.7 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 4,951 | 13.765 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 4,665 | 325.666 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 1,139 | 13.693 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 736 | 323.638 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 6,422 | 325.176 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 1,311 | 325.176 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 299 | 13.641 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 39 | 13.766 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 3,605 | 13.765 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 15,648 | 13.674 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 3,704 | 13.764 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 357 | 13.765 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 4,951 | 13.765 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 41,819 | 13.674 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 258 | 13.765 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 48,624 | 13.708 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 83 | 13.674 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 11,896 | 13.674 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 2,441 | 13.674 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 32 | 13.699 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 6,284 | 13.766 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,614 | 13.766 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 331 | 13.766 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 1 | 13.678 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Short Position | 23,067 | 13.674 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 965 | 13.673 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 213 | 13.674 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Short Position | 23,067 | 13.673 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 1 | 13.67 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 1,309 | 13.765 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Short Position | 960 | 13.72 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Short Position | 960 | 13.765 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 450 | 325.271 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 450 | 323.557 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Short Position | 286 | 323.557 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Short Position | 1,832 | 325.271 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 315 | 13.671 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 27,907 | 13.742 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 1,418 | 13.742 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 62,353 | 13.658 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 25,165 | 13.742 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 7 | 323.394 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 266 | 323.394 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 606 | 323.394 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 17 | 323.394 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 6,422 | 325.176 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 110 | 325.176 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,311 | 325.176 ZAR |
| (c) | Stock-settled derivative transactions (including options) |
| (i) | Writing, selling, purchasing or varying |
| Class | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number | Exercise | Type | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| (ii) | Exercise |
| Class of relevant security | Product description | Exercising/ | Number of | Exercise Price per |
| N/A | N/A | N/A | N/A | N/A |
| (d) | Other dealings (including subscribing for new securities) |
| Class of relevant security | Nature of dealing | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
| 3. | OTHER INFORMATION |
| (a) | Indemnity and other dealing arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal |
| None |
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: |
| None |
| Date of disclosure: | 19/04/2024 |
| Contact name: | Frank Lui |
| Telephone number: | +44207 996 6418 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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