Secure Trust Bank PLC
LEI: 213800CXIBLC2TMIGI76
For immediate release
TR-1: Standard form for notification of major holdings
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Secure Trust Bank PLC LEI: 213800CXIBLC2TMIGI76 | ||||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | |||||||
| UK issuer | | ||||||
| 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | |||||||
| An acquisition or disposal of voting rights | X | ||||||
| An acquisition or disposal of financial instruments | | ||||||
| An event changing the breakdown of voting rights | | ||||||
| Other (please specify)iii: | | ||||||
| 3. Details of person subject to the notification obligation | |||||||
| Name | Ameriprise Financial, Inc | ||||||
| City and country of registered office (if applicable) | Minneapolis, United States of America | ||||||
| 4. Full name of shareholder(s) (if different from 3.)v | |||||||
| Name | State Street Nominees Limited | | |||||
| City and country of registered office (if applicable) | | | |||||
| 5. Date on which the threshold was crossed or reachedvi: | 14 September 2023 | ||||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 15 September 2023 | ||||||
| 7. Total positions of person(s) subject to the notification obligation | |||||||
| | % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuervii | |||
| Resulting situation on the date on which threshold was crossed or reached | 10.998000 | 0.000000 | 10.998000 | 2,058,429 | |||
| Position of previous notification (if applicable) | 11.084000 | 0.000000 | 11.084000 | 2,074,429 | |||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||
| A: Voting rights attached to shares | ||||
| Class/type of ISIN code (if possible) | Number of voting rightsix | % of voting rights | ||
| Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) | |
| GB00B6TKHP66 | 0 | 2,058,429 | 0.000000 | 10.998000 |
| | | | | |
| SUBTOTAL 8. A | 2,058,429 | 10.998000% | ||
| B 1: Financial Instruments according to DTR5.3.1R (1) (a) | ||||
| Type of financial instrument | Expiration | Exercise/ | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights |
| | | | | |
| | | SUBTOTAL 8. B 1 | | |
| B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | |||||
| Type of financial instrument | Expiration | Exercise/ | Physical or cash settlementxii | Number of voting rights | % of voting rights |
| | | | | | |
| | |
| SUBTOTAL 8.B.2 | | |
| 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | |||||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | | ||||
| Full chain of controlled undertakings through which the voting rights and/or the | X | ||||
| Ultimate Controlling Person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
| Ameriprise Financial, Inc. | | 0.000000 | 0.000000 | 0.000000% | |
| Ameriprise Financial, Inc. | TAM UK International Holdings Limited | 0.000000 | 0.000000 | 0.000000% | |
| Ameriprise Financial, Inc. | Threadneedle Holdings Limited | 0.000000 | 0.000000 | 0.000000% | |
| Ameriprise Financial, Inc. | TAM UK Holdings Limited | 0.000000 | 0.000000 | 0.000000% | |
| Ameriprise Financial, Inc. | Threadneedle Asset Management Holdings Limited | 0.000000 | 0.000000 | 0.000000% | |
| Ameriprise Financial, Inc. | TC Financing Limited | 0.000000 | 0.000000 | 0.000000% | |
| Ameriprise Financial, Inc. | Threadneedle Asset Management Limited | 10.998000 | 0.000000 | 10.998000% | |
|
| |||||
| 10. In case of proxy voting, please identify: | |||||
| Name of the proxy holder | | ||||
| The number and % of voting rights held | | ||||
| The date until which the voting rights will be held | | ||||
| | |||||
| 11. Additional informationxvi | |||||
| Threadneedle Asset Management Limited is wholly owned by TC Financing Limited, which is itself wholly owned by Threadneedle Asset Management Holdings Limited, which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly owned by Threadneedle Holdings Limited, which is itself wholly owned by TAM UK International Holdings Limited, which is itself wholly owned by Ameriprise Financial, Inc. | |||||
| Place of completion | Swindon, UK |
| Date of completion | 15 September 2023 |
Secure Trust Bank PLC
M P D Stevens, Company Secretary
+44 121 693 9100
15 September 2023
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