BERKELEY ENERGIA LIMITED
NEWS RELEASE | 5 April 2022
Notice of Initial Substantial Holder
Berkeley Energia Limited ("Berkeley" or "Company") has been notified via the filing of a Form 603 with the Australian Securities Exchange ("ASX") that Packer & Co Ltd ATF Packer & Co Investigator Trust ("Packer & Co") has provided notice of it becoming a substantial holder (as defined by the Corporations Act 2001) of the Company as of 1 April 2022, having purchased a total of 28,571,429 ordinary shares, representing 6.41% of the Company's issued share capital.
To view the notice in full, please refer to the Company's website at
https://www.berkeleyenergia.com/investor-relations/announcements/
A Change of Director's Interest Notice is also provided below.
For further information please contact:
Robert Behets Dylan Browne
Acting Managing Director CFO and Company Secretary
+61 8 9322 6322
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity Berkeley Energia Limited |
| ABN 40 052 468 569 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ian Middlemas |
| Date of last notice | 21 June 2016 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Indirect |
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Arredo Pty Ltd |
| Date of change | 1 April 2022 |
| No. of securities held prior to change | 9,300,000
|
| Class | Ordinary fully paid shares
|
| Number acquired | 2,800,000 |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | $985,390 |
| No. of securities held after change | 12,100,000 |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Participation in the fixed price bookbuild as a Special Crossing on ASX for the sell down of the Oman Investment Authority holding (refer to announcement dated 1 April 2022) |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | Not applicable |
| Nature of interest
| Not applicable |
| Name of registered holder (if issued securities)
| Not applicable |
| Date of change | Not applicable |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| Not applicable |
| Interest acquired | Not applicable |
| Interest disposed | Not applicable |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| Not applicable |
| Interest after change | Not applicable |
Part 3 - +Closed period
| Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
| If prior written clearance was provided, on what date was this provided? | Not applicable |
| Initial notification/Amendment | Initial |
| LEI | 213800JX3V4TPO7TCJ08 |
| Place of transaction | Australian Securities Exchange |
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