Brewin Dolphin Holdings PLC
("Brewin Dolphin" or the "Company")
BLOCK LISTING SIX MONTHLY RETURN
1 April 2021
Name of applicant: | Brewin Dolphin Holdings PLC | |||
Name of scheme: | Blocklisting of 2004 Approved Share Option Plan granted in December 2010 @ £1.48 | |||
Period of return: | From: | 1 October 2020 | To: | 31 March 2021 |
Balance of unallotted securities under scheme(s) from previous return: |
68,504 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | (30,254) | |||
Less: Lapsed securities | (38,250) | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | Nil | |||
Name of applicant: | Brewin Dolphin Holdings PLC | |||
Name of scheme: | Blocklisting of 2004 Approved Share Option Plan granted in December 2011 @ £1.313 | |||
Period of return: | From: | 1 October 2020 | To: | 31 March 2021 |
Balance of unallotted securities under scheme(s) from previous return: |
28,000 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | (3,000) | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 25,000 | |||
Name of contact: | Tiffany Brill - Company Secretary, Brewin Dolphin Holdings PLC |
Telephone number of contact: | 0207 248 4400 |
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