FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 02 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 7,761,457 | 0.15% | 6,158,372 | 0.12% | |||
(2) Cash-settled derivatives: | 4,233,991 | 0.08% | 4,510,685 | 0.09% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 11,995,448 | 0.24% | 10,669,057 | 0.21% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
Ordinary NPV | Purchase | 446571 | 22.3600 GBP | 22.0600 GBP | |||
Ordinary NPV | Sale | 158257 | 42.3810 AUD | 42.3435 AUD | |||
Ordinary NPV | Sale | 468462 | 22.3500 GBP | 22.0600 GBP | |||
Ordinary NPV | Purchase | 25087 | 42.4210 AUD | 42.3599 AUD | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
Ordinary NPV | SWAP | Decreasing Long | 347 | 519.8500 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 1,329 | 515.8081 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 1,983 | 519.8500 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 3,089 | 42.3759 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 3,803 | 518.8884 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 4,558 | 519.2574 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 5,974 | 517.8359 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 9,100 | 42.4103 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 9,214 | 516.8750 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 16,160 | 519.9921 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 18,696 | 518.6557 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 81,074 | 519.0530 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 37 | 42.3436 AUD | |||
Ordinary NPV | SWAP | Decreasing Short | 49 | 22.3298 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 70 | 22.1200 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 194 | 22.2097 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 347 | 519.8500 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 400 | 22.1653 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 413 | 22.3200 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 681 | 22.0800 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 953 | 22.1470 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,032 | 22.2784 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,171 | 22.1840 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 1,200 | 22.1625 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,448 | 22.3277 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,710 | 22.3204 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,960 | 22.2548 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,983 | 519.8500 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 3,782 | 22.2439 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,803 | 518.8884 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 4,558 | 519.2574 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 5,049 | 22.1953 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 6,201 | 22.3171 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 8,686 | 22.1724 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 10,000 | 22.1806 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 10,141 | 22.2937 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 14,329 | 22.2786 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 14,840 | 22.2446 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 16,222 | 22.2754 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 18,696 | 518.6557 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 20,263 | 22.1688 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 20,593 | 22.1936 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 24,851 | 22.2364 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 45,220 | 22.2712 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 67,607 | 22.3198 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 81,074 | 518.8974 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 86,956 | 22.2795 GBP | |||
Ordinary NPV | SWAP | Increasing Long | 3 | 516.0200 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 42 | 519.8500 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 1,329 | 515.6662 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 1,983 | 519.8500 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 2,912 | 515.8807 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 5,974 | 517.6289 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 9,214 | 516.7328 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 13,441 | 516.9131 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 16,160 | 519.8492 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 70,943 | 42.3800 AUD | |||
Ordinary NPV | CFD | Increasing Long | 160,714 | 516.5075 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 3 | 516.0200 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 42 | 519.8500 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 59 | 22.1200 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 97 | 22.2097 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 235 | 22.1459 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 320 | 42.3968 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 839 | 42.3962 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 864 | 22.1817 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 925 | 22.2290 GBP | |||
Ordinary NPV | CFD | Increasing Short | 1,061 | 22.1000 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,663 | 22.1904 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,983 | 519.8500 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 2,501 | 22.1980 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 2,912 | 515.8807 ZAR | |||
Ordinary NPV | CFD | Increasing Short | 4,521 | 22.2201 GBP | |||
Ordinary NPV | CFD | Increasing Short | 4,532 | 22.3200 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 10,145 | 22.1454 GBP | |||
Ordinary NPV | CFD | Increasing Short | 12,104 | 22.3090 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 13,441 | 516.9131 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 20,837 | 22.3258 GBP | |||
Ordinary NPV | CFD | Increasing Short | 26,151 | 22.1965 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 29,562 | 22.2075 GBP | |||
Ordinary NPV | CFD | Increasing Short | 102,743 | 22.1929 GBP | |||
Ordinary NPV | CFD | Increasing Short | 125,361 | 22.1892 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 160,714 | 516.6625 ZAR | |||
Ordinary NPV | SWAP | Opening Long | 2,182 | 22.1659 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 03 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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