FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | ANGLO AMERICAN PLC | |||||
(c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 01 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | USD 0.54945 ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 6,277,399 | 0.51% | 18,594,719 | 1.52% | |||
(2) Cash-settled derivatives: | 18,482,061 | 1.51% | 5,789,766 | 0.47% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 24,759,460 | 2.02% | 24,384,485 | 1.99% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
USD 0.54945 ordinary | Purchase | 592598 | 26.8250 GBP | 26.2098 GBP | |||
USD 0.54945 ordinary | Sale | 621941 | 26.8900 GBP | 26.2125 GBP | |||
ADR | Sale | 4909 | 16.4600 USD | 16.4241 USD | |||
ADR | Purchase | 4909 | 16.4600 USD | 16.4241 USD | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 100 | 26.7669 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 122 | 26.3683 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 190 | 26.7253 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 228 | 26.3654 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 287 | 26.8178 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 295 | 26.7452 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 354 | 26.7972 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 416 | 26.3586 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 970 | 26.5713 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 994 | 26.3436 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 1,003 | 26.3280 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 1,472 | 26.3596 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 2,480 | 26.5712 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 2,693 | 26.3487 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 3,000 | 26.6885 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 3,023 | 26.3547 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 5,369 | 26.6094 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 7,171 | 26.6464 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 9,911 | 26.5846 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 10,475 | 26.4972 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 10,733 | 26.3450 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Long | 16,103 | 26.5865 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 21,157 | 26.5727 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 27,591 | 26.5296 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 39,025 | 26.3451 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 48,297 | 26.4910 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 57,030 | 26.4712 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 77,109 | 26.3450 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 47 | 26.3709 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 54 | 26.5410 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 58 | 26.3435 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 500 | 26.3754 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 75,252 | 26.3464 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 92,618 | 26.4376 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 63 | 26.1774 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 129 | 26.7597 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 296 | 26.3956 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 525 | 26.5572 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 533 | 26.5628 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 878 | 26.3499 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 954 | 26.6822 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 1,147 | 26.3420 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 2,283 | 26.3333 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,197 | 26.4988 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,401 | 26.6666 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 3,622 | 26.8900 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 4,008 | 26.3126 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 4,668 | 26.3346 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 7,329 | 26.6312 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 8,802 | 26.3538 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 9,480 | 26.4376 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 12,116 | 26.5775 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Long | 16,584 | 26.3450 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 17,066 | 26.7108 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 28,031 | 26.5496 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 36,878 | 26.3735 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 43,140 | 26.5220 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 62 | 26.3450 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 02 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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