FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 30 Apr 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 7,972,977 | 0.16% | 5,985,485 | 0.12% | |||
(2) Cash-settled derivatives: | 4,025,409 | 0.08% | 4,277,414 | 0.08% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 11,998,386 | 0.24% | 10,262,899 | 0.20% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
Ordinary NPV | Purchase | 284917 | 22.7101 GBP | 22.2236 GBP | |||
Ordinary NPV | Sale | 378563 | 22.6600 GBP | 22.2300 GBP | |||
Ordinary NPV | Purchase | 1431269 | 43.2833 AUD | 43.0198 AUD | |||
Ordinary NPV | Sale | 1206966 | 43.2512 AUD | 43.0300 AUD | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
Ordinary NPV | CFD | Decreasing Long | 65 | 525.8192 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 124 | 43.2814 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 781 | 43.2864 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 1,000 | 43.1757 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 2,666 | 528.3512 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 2,825 | 43.0876 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 3,524 | 526.8000 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 3,854 | 526.3298 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 8,892 | 526.6827 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 11,923 | 526.5855 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 12,006 | 43.2014 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 27,171 | 528.2986 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 67,452 | 43.0300 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 93,940 | 43.2498 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 108,219 | 527.9199 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 1 | 22.2300 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 56 | 22.2300 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 60 | 22.4600 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 68 | 22.5500 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 136 | 22.3992 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 324 | 526.1516 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 503 | 22.4042 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 539 | 526.1569 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 594 | 22.3996 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 676 | 22.3898 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 696 | 22.4040 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,037 | 22.5232 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,082 | 22.3714 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,202 | 22.5016 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,430 | 22.4396 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,451 | 22.5443 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,524 | 526.8000 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 3,711 | 22.4806 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 3,854 | 526.3298 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 4,977 | 22.3653 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 6,227 | 22.3893 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 8,892 | 526.6827 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 9,214 | 22.3646 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 12,024 | 22.3651 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 12,616 | 22.4149 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 18,325 | 22.4730 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 62,929 | 22.4032 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 93,940 | 22.5150 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 100,129 | 22.3982 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 108,219 | 527.7616 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 1 | 526.1300 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 65 | 525.6746 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 1,382 | 528.3190 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 2,666 | 528.1399 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 8,488 | 528.1564 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 11,923 | 526.4407 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 16,855 | 43.0300 AUD | |||
Ordinary NPV | CFD | Increasing Long | 27,171 | 528.1533 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 1 | 526.1300 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 124 | 22.7101 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 140 | 22.2972 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 200 | 22.5000 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 209 | 22.4401 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 251 | 22.4953 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 302 | 22.4240 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 324 | 526.1516 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 555 | 22.6616 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 620 | 22.6469 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 633 | 22.3686 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 937 | 22.4534 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,382 | 528.4775 ZAR | |||
Ordinary NPV | CFD | Increasing Short | 1,829 | 22.3721 GBP | |||
Ordinary NPV | CFD | Increasing Short | 3,789 | 22.5162 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 4,537 | 22.2301 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 7,122 | 22.2300 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 8,488 | 528.1564 ZAR | |||
Ordinary NPV | CFD | Increasing Short | 8,645 | 22.2300 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 12,596 | 22.3737 GBP | |||
Ordinary NPV | CFD | Increasing Short | 17,852 | 22.2317 GBP | |||
Ordinary NPV | CFD | Increasing Short | 22,722 | 22.4063 GBP | |||
Ordinary NPV | CFD | Increasing Short | 61,437 | 22.2574 GBP | |||
Ordinary NPV | SWAP | Opening Short | 539 | 526.1569 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 01 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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