FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | ANGLO AMERICAN PLC | |||||
(c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 30 Apr 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | USD 0.54945 ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 6,455,412 | 0.53% | 18,743,141 | 1.53% | |||
(2) Cash-settled derivatives: | 18,624,529 | 1.52% | 5,958,233 | 0.49% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 25,079,941 | 2.05% | 24,701,374 | 2.02% | |||
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
| ||||||
Details, including nature of the rights |
| ||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
USD 0.54945 ordinary | Purchase | 2258912 | 27.8150 GBP | 26.2500 GBP | |||
USD 0.54945 ordinary | Sale | 2434468 | 27.8150 GBP | 26.1900 GBP | |||
USD 0.54945 ordinary | Purchase | 5896 | 31.4244 EUR | 31.4244 EUR | |||
USD 0.54945 ordinary | Sale | 2751 | 31.1793 EUR | 31.1793 EUR | |||
ADR | Purchase | 24611 | 16.5366 USD | 16.4640 USD | |||
ADR | Sale | 24611 | 16.5366 USD | 16.4640 USD | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
USD 0.54945 ordinary | CFD | Closing Short | 40 | 26.9152 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 100 | 27.4725 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 674 | 27.0504 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 5,000 | 26.4456 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 8,882 | 26.2986 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 10,129 | 26.8284 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 25,809 | 26.5981 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 38,494 | 26.5422 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 49,116 | 27.1719 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 56,338 | 26.3400 GBP | |||
USD 0.54945 ordinary | CFD | Closing Short | 68,665 | 27.5296 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 2 | 627.1600 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 18 | 627.2000 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 115 | 639.1800 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 163 | 26.8050 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 207 | 630.7382 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 227 | 26.7025 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 297 | 616.9300 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 486 | 26.7032 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 642 | 26.9729 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 748 | 26.6603 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 878 | 643.1856 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 1,666 | 26.8429 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 1,979 | 642.6986 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 3,786 | 616.6915 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 4,193 | 26.8435 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 7,059 | 26.6062 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 7,311 | 26.6491 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 7,931 | 26.6995 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 10,600 | 27.2707 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 13,400 | 26.4839 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 14,036 | 625.1992 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 15,398 | 26.6058 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 16,177 | 26.8686 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 18,323 | 26.6623 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 20,106 | 26.4694 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 24,590 | 634.9625 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 25,739 | 618.0641 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 30,000 | 26.6822 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 36,132 | 627.2238 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 49,500 | 622.8850 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 51,336 | 26.3401 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 65,678 | 26.4436 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 65,742 | 26.9852 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 76,132 | 26.6304 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 85,647 | 26.3400 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 113,900 | 617.0000 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 143,983 | 26.7917 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 170,688 | 26.3852 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 188,566 | 26.5796 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Long | 303,392 | 26.3519 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1 | 26.8290 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 14 | 619.4057 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 45 | 26.6550 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 46 | 26.3385 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 297 | 616.7603 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,432 | 624.3439 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 1,582 | 624.3455 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 1,979 | 642.4415 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 2,465 | 26.4770 GBP | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 2,751 | 31.1758 EUR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 3,734 | 26.4410 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 3,786 | 616.6915 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 4,406 | 26.3407 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 5,942 | 26.4551 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 14,169 | 626.4332 ZAR | |||
USD 0.54945 ordinary | CFD | Decreasing Short | 33,827 | 626.7315 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 48,868 | 624.7712 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 49,500 | 622.8850 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 70,495 | 26.3992 GBP | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 80,373 | 626.8390 ZAR | |||
USD 0.54945 ordinary | SWAP | Decreasing Short | 131,363 | 26.3381 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 2 | 627.1600 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 18 | 627.2000 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 39 | 26.4791 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 115 | 639.1800 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 162 | 26.4382 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 207 | 630.7382 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 263 | 26.6360 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 287 | 26.5842 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 365 | 26.9580 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 379 | 26.4578 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 667 | 26.4718 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 768 | 26.4635 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 878 | 643.1856 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 1,129 | 26.9065 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 1,378 | 26.6997 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 3,444 | 26.6885 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 7,629 | 645.8083 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 7,964 | 26.4547 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 8,705 | 26.5418 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 10,776 | 26.6239 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 12,392 | 26.2934 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 12,749 | 26.7818 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 14,036 | 625.1992 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 22,274 | 26.3381 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 24,590 | 634.9625 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 25,739 | 618.0641 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 31,091 | 624.2979 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 36,132 | 627.2238 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 64,226 | 27.1402 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Long | 113,900 | 617.0000 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 14 | 619.4057 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 29 | 26.3400 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 1,432 | 624.3439 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 1,582 | 624.3455 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 3,596 | 26.3430 GBP | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 4,793 | 26.6136 GBP | |||
USD 0.54945 ordinary | CFD | Increasing Short | 5,896 | 31.4278 EUR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 7,629 | 645.9342 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 14,169 | 626.4332 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 31,091 | 624.4696 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 33,827 | 626.9196 ZAR | |||
USD 0.54945 ordinary | SWAP | Increasing Short | 48,868 | 624.7712 ZAR | |||
USD 0.54945 ordinary | CFD | Increasing Short | 80,373 | 627.0271 ZAR | |||
USD 0.54945 ordinary | CFD | Opening Long | 100 | 27.1126 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 500 | 26.9088 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 663 | 26.6979 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 18,283 | 26.3617 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 20,865 | 26.3400 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 31,884 | 26.7186 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 39,032 | 26.9409 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 65,590 | 26.6356 GBP | |||
USD 0.54945 ordinary | CFD | Opening Long | 1,192,634 | 26.8233 GBP | |||
USD 0.54945 ordinary | SWAP | Opening Short | 19,349 | 26.9122 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 01 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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