| FORM 8.5 (EPT/NON-RI) | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
| (b) | Name of offeror/offeree in relation to whose | BHP GROUP LTD | |||||
| (c) | Name of the party to the offer with which exempt | BHP GROUP LTD | |||||
| (d) | Date position held/dealing undertaken: | 25 Apr 2024 | |||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
|
| to which the disclosure relates following the dealing (if any) | ||||||
| Class of relevant security: | Ordinary NPV | ||||||
| | Interests | Short Positions | |||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities owned and/or controlled: | 7,162,142 | 0.14% | 4,747,271 | 0.09% | |||
| (2) Cash-settled derivatives: | 4,008,825 | 0.08% | 3,864,966 | 0.08% | |||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| | 11,170,967 | 0.22% | 8,612,237 | 0.17% | |||
|
| | | | | | | |
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
| Class of relevant security in relation to |
| ||||||
| Details, including nature of the rights |
| ||||||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchase and sales |
| | | | | |
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
| Ordinary NPV | Purchase | 1136989 | 23.2300 GBP | 22.7677 GBP | |||
| Ordinary NPV | Sale | 922067 | 23.2300 GBP | 22.7500 GBP | |||
|
| | | | | | | |
| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product description | Nature of dealing | Number of | Price per | |||
| Ordinary NPV | SWAP | Opening Long | 6 | 549.9000 ZAR | |||
| Ordinary NPV | CFD | Opening Long | 74 | 552.1517 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 74 | 552.0000 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 145 | 22.8176 GBP | |||
| Ordinary NPV | SWAP | Opening Long | 553 | 548.7489 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 4,933 | 545.0889 ZAR | |||
| Ordinary NPV | CFD | Opening Long | 5,054 | 545.6083 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 5,711 | 549.0801 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 7,000 | 544.7660 ZAR | |||
| Ordinary NPV | CFD | Opening Long | 7,000 | 544.9158 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 8,625 | 547.6196 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 10,196 | 550.0000 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 16,361 | 22.8787 GBP | |||
| Ordinary NPV | SWAP | Opening Long | 23,328 | 546.8270 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 24,464 | 547.1246 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 27,856 | 550.0385 ZAR | |||
| Ordinary NPV | CFD | Opening Long | 27,856 | 550.1898 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 43,376 | 548.7912 ZAR | |||
| Ordinary NPV | CFD | Opening Long | 43,376 | 548.9421 ZAR | |||
| Ordinary NPV | CFD | Opening Long | 52,676 | 549.0880 ZAR | |||
| Ordinary NPV | CFD | Opening Long | 71,370 | 546.4127 ZAR | |||
| Ordinary NPV | CFD | Opening Long | 108,303 | 546.8099 ZAR | |||
| Ordinary NPV | SWAP | Opening Long | 185,891 | 23.0351 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 6 | 549.9000 ZAR | |||
| Ordinary NPV | CFD | Opening Short | 7 | 22.9500 GBP | |||
| Ordinary NPV | CFD | Opening Short | 101 | 23.1100 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 109 | 22.9804 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 127 | 22.8005 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 174 | 22.8725 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 200 | 22.8899 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 201 | 22.9894 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 210 | 22.8629 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 253 | 22.9758 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 278 | 23.0091 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 294 | 22.8102 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 365 | 23.1150 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 539 | 23.1098 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 553 | 548.7489 ZAR | |||
| Ordinary NPV | SWAP | Opening Short | 558 | 22.9874 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 570 | 23.0626 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 1,030 | 22.9188 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 1,249 | 22.8125 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 1,405 | 22.7765 GBP | |||
| Ordinary NPV | CFD | Opening Short | 1,562 | 23.1816 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 1,585 | 22.8493 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 1,731 | 22.8823 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 1,916 | 22.9972 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 2,163 | 22.6801 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 2,256 | 22.9932 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 2,324 | 23.1097 GBP | |||
| Ordinary NPV | CFD | Opening Short | 2,425 | 23.1170 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 3,000 | 22.8110 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 3,000 | 23.0034 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 3,200 | 23.0014 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 3,224 | 22.8882 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 3,228 | 22.9949 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 3,582 | 22.9014 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 3,957 | 22.9722 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 4,180 | 22.9136 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 4,933 | 545.0889 ZAR | |||
| Ordinary NPV | SWAP | Opening Short | 5,054 | 545.6083 ZAR | |||
| Ordinary NPV | SWAP | Opening Short | 5,711 | 549.0801 ZAR | |||
| Ordinary NPV | SWAP | Opening Short | 6,080 | 22.9557 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 8,625 | 547.6196 ZAR | |||
| Ordinary NPV | SWAP | Opening Short | 9,466 | 22.8863 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 9,581 | 22.7769 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 10,196 | 550.0000 ZAR | |||
| Ordinary NPV | SWAP | Opening Short | 12,695 | 22.9407 GBP | |||
| Ordinary NPV | CFD | Opening Short | 15,901 | 23.1000 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 16,938 | 23.0420 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 19,274 | 22.9735 GBP | |||
| Ordinary NPV | CFD | Opening Short | 22,356 | 23.0132 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 23,328 | 546.8270 ZAR | |||
| Ordinary NPV | SWAP | Opening Short | 24,464 | 547.1246 ZAR | |||
| Ordinary NPV | SWAP | Opening Short | 32,326 | 23.0024 GBP | |||
| Ordinary NPV | CFD | Opening Short | 35,528 | 23.1384 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 39,774 | 23.0388 GBP | |||
| Ordinary NPV | CFD | Opening Short | 41,770 | 22.9470 GBP | |||
| Ordinary NPV | CFD | Opening Short | 42,557 | 23.0007 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 52,676 | 548.9233 ZAR | |||
| Ordinary NPV | SWAP | Opening Short | 52,904 | 23.0320 GBP | |||
| Ordinary NPV | CFD | Opening Short | 59,121 | 23.0248 GBP | |||
| Ordinary NPV | CFD | Opening Short | 62,852 | 23.0870 GBP | |||
| Ordinary NPV | CFD | Opening Short | 67,601 | 22.9941 GBP | |||
| Ordinary NPV | CFD | Opening Short | 69,267 | 22.9012 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 70,761 | 23.0100 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 71,370 | 546.4127 ZAR | |||
| Ordinary NPV | SWAP | Opening Short | 96,800 | 23.1100 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 102,649 | 23.1100 GBP | |||
| Ordinary NPV | SWAP | Opening Short | 108,303 | 546.9740 ZAR | |||
| Ordinary NPV | CFD | Opening Short | 173,629 | 22.9750 GBP | |||
|
| | | | | | | |
| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
|
|
|
|
|
|
|
|
|
|
| | | | | | | |
| (ii) | Exercising |
| | | | | |
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
|
|
|
|
|
| |||
|
| | | | | | | |
| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
|
|
|
|
| ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 26 Apr 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
